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Office of Securities Rules

Copies of the rules of the Office of Securities are available on the website of the Department of the Secretary of State. Click on the link in each rule number to download and view that rule.

Please note that although the Department of the Secretary of State takes due care to post the most current version of the rules on its website, they are not official copies of the rules for use in adjudicatory or evidentiary proceedings. If you need a certified copy of a rule, please contact the Department of the Secretary of State’s rulemaking office at rulemaking.cec@maine.gov.

 

 

 

 

Last Updated: April 25, 2025

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